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XNAS 21 Mar, 2025 5:30 PM (EDT)



Insider Trading disclosures for Iovance Biotherapeutics Inc

The latest disclosure was made by Raj K. Puri in Iovance Biotherapeutics Inc where a trade of 8,334 Restricted Stock Units done was reported to US exchanges on March 14, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Raj K. Puri Chief Regulatory Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Mar 2025 8,334 0 - - Restricted Stock Units
Raj K. Puri Chief Regulatory Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.59 per share. 14 Mar 2025 2,509 201,252 (0%) 0% 3.6 9,007 Common Stock
Raj K. Puri Chief Regulatory Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Mar 2025 8,334 203,761 (0%) 0% 0 Common Stock
Igor Bilinsky Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Mar 2025 93,750 93,750 - - Restricted Stock Units
Frederick G. Vogt Director, Interim CEO & General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Mar 2025 187,500 187,500 - - Restricted Stock Units
Jean-Marc Bellemin Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Mar 2025 93,750 93,750 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Mar 2025 93,750 93,750 - - Restricted Stock Units
Raj K. Puri Chief Regulatory Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Mar 2025 117,190 117,190 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2025 62,106 120,880 (0%) 0% 0 Common Stock
Igor Bilinsky Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.04 per share. 03 Mar 2025 33,302 87,578 (0%) 0% 4.0 134,540 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2025 3,516 14,065 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2025 58,590 70,317 - - Restricted Stock Units
Frederick G. Vogt Director, Interim CEO & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.04 per share. 03 Mar 2025 95,413 349,646 (0%) 0% 4.0 385,469 Common Stock
Frederick G. Vogt Director, Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2025 213,525 333,350 - - Restricted Stock Units
Frederick G. Vogt Director, Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2025 10,418 41,669 - - Restricted Stock Units
Frederick G. Vogt Director, Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2025 223,943 445,059 (0%) 0% 0 Common Stock
Jean-Marc Bellemin Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2025 58,590 87,938 (0%) 0% 0 Common Stock
Jean-Marc Bellemin Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.04 per share. 03 Mar 2025 31,734 56,204 (0%) 0% 4.0 128,205 Common Stock
Jean-Marc Bellemin Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2025 58,590 70,317 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2025 62,497 126,383 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2025 58,590 70,317 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.04 per share. 03 Mar 2025 33,470 92,913 (0%) 0% 4.0 135,219 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2025 3,907 15,626 - - Restricted Stock Units
Raj K. Puri Chief Regulatory Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2025 59,999 43,756 - - Restricted Stock Units
Raj K. Puri Chief Regulatory Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2025 59,999 215,411 (0%) 0% 0 Common Stock
Raj K. Puri Chief Regulatory Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.04 per share. 03 Mar 2025 19,984 195,427 (0%) 0% 4.0 80,735 Common Stock
Daniel Gordon Kirby Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Feb 2025 35,000 35,000 - - Stock Options (Right to Buy)
Daniel Gordon Kirby Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Feb 2025 150,000 150,000 - - Performance Stock Units
Daniel Gordon Kirby Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Feb 2025 120,000 120,000 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jan 2025 2,813 60,352 (0%) 0% 0 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jan 2025 2,813 0 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.89 per share. 14 Jan 2025 1,578 58,774 (0%) 0% 5.9 9,294 Common Stock
Frederick G. Vogt Director, Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jan 2025 20,835 0 - - Restricted Stock Units
Frederick G. Vogt Director, Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jan 2025 20,835 231,071 (0%) 0% 0 Common Stock
Frederick G. Vogt Director, Interim CEO & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.89 per share. 14 Jan 2025 9,955 221,116 (0%) 0% 5.9 58,635 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jan 2025 2,813 65,464 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jan 2025 2,813 0 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.89 per share. 14 Jan 2025 1,578 63,886 (0%) 0% 5.9 9,294 Common Stock
Raj K. Puri Chief Regulatory Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Dec 2024 8,334 8,334 - - Restricted Stock Units
Raj K. Puri Chief Regulatory Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.84 per share. 16 Dec 2024 3,759 155,412 (0%) 0% 7.8 29,471 Common Stock
Raj Puri K. Chief Regulatory Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Dec 2024 8,334 159,171 (0%) 0% 0 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Dec 2024 3,516 59,323 (0%) 0% 0 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Dec 2024 3,516 17,581 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.07 per share. 02 Dec 2024 1,784 57,539 (0%) 0% 9.1 16,181 Common Stock
Frederick G. Vogt Director, Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Dec 2024 10,417 214,662 (0%) 0% 0 Common Stock
Frederick G. Vogt Director, Interim CEO & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.07 per share. 02 Dec 2024 4,426 210,236 (0%) 0% 9.1 40,144 Common Stock
Frederick G. Vogt Director, Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Dec 2024 10,417 52,087 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Dec 2024 3,906 64,633 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Dec 2024 3,906 19,533 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.07 per share. 02 Dec 2024 1,982 62,651 (0%) 0% 9.1 17,977 Common Stock
Ryan D. Maynard Director Sale of securities on an exchange or to another person at price $ 10.06 per share. 12 Nov 2024 50,000 7,500 (0%) 0% 10.1 503,000 Common Stock
Ryan D. Maynard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Nov 2024 50,000 0 - - Stock Option (right to buy)
Ryan D. Maynard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.45 per share. 12 Nov 2024 50,000 57,500 (0%) 0% 7.5 372,500 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Oct 2024 2,813 2,813 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Oct 2024 2,813 57,235 (0%) 0% 0 Common Stock
Igor Bilinsky Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.77 per share. 14 Oct 2024 1,428 55,807 (0%) 0% 9.8 13,952 Common Stock
Frederick G. Vogt Director, Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Oct 2024 20,834 213,096 (0%) 0% 0 Common Stock
Frederick G. Vogt Director, Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Oct 2024 20,834 20,835 - - Restricted Stock Units
Frederick G. Vogt Director, Interim CEO & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.77 per share. 14 Oct 2024 8,851 204,245 (0%) 0% 9.8 86,474 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Oct 2024 2,813 2,813 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Oct 2024 2,813 62,155 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.77 per share. 14 Oct 2024 1,428 60,727 (0%) 0% 9.8 13,952 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2024 3,516 44,659 (0%) 0% 0 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2024 23,438 23,437 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2024 3,516 21,097 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.85 per share. 03 Sep 2024 11,891 54,422 (0%) 0% 10.8 129,017 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2024 23,438 66,313 (0%) 0% 0 Common Stock
Igor Bilinsky Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.85 per share. 03 Sep 2024 1,784 42,875 (0%) 0% 10.8 19,356 Common Stock
Frederick G. Vogt Director, Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2024 10,417 169,726 (0%) 0% 0 Common Stock
Frederick G. Vogt Director, Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2024 10,417 62,504 - - Restricted Stock Units
Frederick G. Vogt Director, Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2024 46,875 46,875 - - Restricted Stock Units
Frederick G. Vogt Director, Interim CEO & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.85 per share. 03 Sep 2024 19,913 192,262 (0%) 0% 10.8 216,056 Common Stock
Frederick G. Vogt Director, Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2024 46,875 212,175 (0%) 0% 0 Common Stock
Frederick G. Vogt Director, Interim CEO & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.85 per share. 03 Sep 2024 4,426 165,300 (0%) 0% 10.8 48,022 Common Stock
Jean-Marc Bellemin Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2024 23,438 41,239 (0%) 0% 0 Common Stock
Jean-Marc Bellemin Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2024 23,438 23,437 - - Restricted Stock Units
Jean-Marc Bellemin Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.85 per share. 03 Sep 2024 11,891 29,348 (0%) 0% 10.8 129,017 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.85 per share. 03 Sep 2024 11,891 59,342 (0%) 0% 10.8 129,017 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2024 23,438 71,233 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2024 3,907 49,778 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.85 per share. 03 Sep 2024 1,983 47,795 (0%) 0% 10.9 21,516 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2024 23,438 23,437 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2024 3,907 23,439 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2024 2,813 42,571 (0%) 0% 0 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2024 2,813 5,626 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.68 per share. 15 Jul 2024 1,428 41,143 (0%) 0% 8.7 12,395 Common Stock
Frederick G. Vogt Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2024 20,835 41,669 - - Restricted Stock Units
Frederick G. Vogt Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2024 20,835 168,160 (0%) 0% 0 Common Stock
Frederick G. Vogt Interim CEO & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.68 per share. 15 Jul 2024 8,851 159,309 (0%) 0% 8.7 76,827 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2024 2,813 47,299 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2024 2,813 5,626 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.68 per share. 15 Jul 2024 1,428 45,871 (0%) 0% 8.7 12,395 Common Stock
Wendy L. Yarno Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2024 49,303 49,303 - - Deferred Restricted Stock Unit
Michael Weiser Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2024 49,303 49,303 - - Deferred Restricted Stock Unit
Ryan D. Maynard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2024 49,303 49,303 - - Deferred Restricted Stock Unit
Athena Countouriotis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2024 49,303 49,303 - - Deferred Restricted Stock Unit
Iain D. Dukes Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2024 98,607 98,607 - - Deferred Restricted Stock Unit
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jun 2024 3,516 41,542 (0%) 0% 0 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jun 2024 3,516 24,613 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.37 per share. 03 Jun 2024 1,784 39,758 (0%) 0% 8.4 14,932 Common Stock
Frederick G. Vogt Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jun 2024 10,417 72,921 - - Restricted Stock Units
Frederick G. Vogt Interim CEO & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.37 per share. 03 Jun 2024 4,426 147,325 (0%) 0% 8.4 37,046 Common Stock
Frederick G. Vogt Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jun 2024 10,417 151,751 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jun 2024 3,906 46,468 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jun 2024 3,906 27,346 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.37 per share. 03 Jun 2024 1,982 44,486 (0%) 0% 8.4 16,589 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Apr 2024 2,812 39,453 (0%) 0% 0 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Apr 2024 2,812 8,439 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.89 per share. 15 Apr 2024 1,427 38,026 (0%) 0% 11.9 16,967 Common Stock
Frederick G. Vogt Interim CEO & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.89 per share. 15 Apr 2024 8,851 141,334 (0%) 0% 11.9 105,238 Common Stock
Frederick G. Vogt Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Apr 2024 20,834 62,504 - - Restricted Stock Units
Frederick G. Vogt Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Apr 2024 20,834 150,185 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.89 per share. 15 Apr 2024 1,427 42,562 (0%) 0% 11.9 16,967 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Apr 2024 2,812 8,439 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Apr 2024 2,812 43,989 (0%) 0% 0 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Mar 2024 14,061 43,928 (0%) 0% 0 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Mar 2024 14,061 28,129 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.96 per share. 04 Mar 2024 7,287 36,641 (0%) 0% 17.0 123,588 Common Stock
Frederick G. Vogt Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Mar 2024 41,662 83,338 - - Restricted Stock Units
Frederick G. Vogt Interim CEO & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.96 per share. 04 Mar 2024 11,449 129,351 (0%) 0% 17.0 194,175 Common Stock
Frederick G. Vogt Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Mar 2024 41,662 140,800 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Mar 2024 15,623 49,230 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Mar 2024 15,623 31,252 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.96 per share. 04 Mar 2024 8,053 41,177 (0%) 0% 17.0 136,579 Common Stock
Merrill A. McPeak Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 50,000 50,000 - - Deferred Restricted Stock Unit
Wendy L. Yarno Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 25,000 25,000 - - Deferred Restricted Stock Unit
Michael Weiser Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 100,000 100,000 - - Deferred Restricted Stock Unit
Ryan D. Maynard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 50,000 50,000 - - Deferred Restricted Stock Unit
Igor Bilinsky Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 105,470 105,470 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 46,875 46,875 - - Restricted Stock Units
Athena Countouriotis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 50,000 50,000 - - Deferred Restricted Stock Unit
Wayne Rothbaum Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 100,000 100,000 - - Deferred Restricted Stock Unit
Iain D. Dukes Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 100,000 100,000 - - Deferred Restricted Stock Unit
Frederick G. Vogt Interim CEO & General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 93,750 93,750 - - Restricted Stock Units
Frederick G. Vogt Interim CEO & General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 500,000 500,000 - - Restricted Stock Units
Jean-Marc Bellemin Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 46,875 46,875 - - Restricted Stock Units
Jean-Marc Bellemin Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 105,470 105,470 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 105,470 105,470 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 46,875 46,875 - - Restricted Stock Units
Merrill McPeak A. Director Purchase of securities on an exchange or from another person at price $ 9.15 per share. 20 Feb 2024 250,000 320,150 (0%) 0% 9.2 2,287,500 Common Stock
Rothbaum Wayne Director Purchase of securities on an exchange or from another person at price $ 9.15 per share. 20 Feb 2024 5,000,000 28,067,333 (22%) 3% 9.2 45,750,000 Common Stock
D. Dukes Iain Director Purchase of securities on an exchange or from another person at price $ 9.15 per share. 20 Feb 2024 32,000 54,000 (0%) 0% 9.2 292,800 Common Stock
Frederick Vogt G. Interim CEO & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.37 per share. 16 Jan 2024 6,530 99,138 (0%) 0% 8.4 54,656 Common Stock
Graf Friedrich Finckenstein Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.37 per share. 16 Jan 2024 1,577 33,607 (0%) 0% 8.4 13,199 Common Stock
Bilinsky Igor Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Jan 2024 2,813 31,444 (0%) 0% 0 Common Stock
Vogt Frederick G. Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Jan 2024 20,834 83,338 - - Restricted Stock Units
G. Frederick Vogt Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Jan 2024 20,834 105,668 (0%) 0% 0 Common Stock
Finckenstein Graf Friedrich Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Jan 2024 2,813 35,184 (0%) 0% 0 Common Stock
Finckenstein Graf Friedrich Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Jan 2024 2,813 11,251 - - Restricted Stock Units
Bilinsky Igor Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Jan 2024 2,813 11,251 - - Restricted Stock Units
Bilinsky Igor Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.37 per share. 16 Jan 2024 1,577 29,867 (0%) 0% 8.4 13,199 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jul 2023 2,813 28,608 (0%) 0% 0 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jul 2023 2,813 16,877 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.76 per share. 14 Jul 2023 1,395 27,213 (0%) 0% 7.8 10,825 Common Stock
Frederick G. Vogt Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jul 2023 20,834 125,007 - - Restricted Stock Units
Frederick G. Vogt Interim CEO & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.76 per share. 14 Jul 2023 8,851 72,850 (0%) 0% 7.8 68,684 Common Stock
Frederick G. Vogt Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jul 2023 20,834 81,701 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.76 per share. 14 Jul 2023 1,395 30,953 (0%) 0% 7.8 10,825 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jul 2023 2,813 16,877 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jul 2023 2,813 32,348 (0%) 0% 0 Common Stock
Merrill A. McPeak Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2023 51,955 51,955 - - Deferred Restricted Stock Unit
Wendy L. Yarno Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2023 12,988 12,988 - - Deferred Restricted Stock Unit
Michael Weiser Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2023 51,955 51,955 - - Deferred Restricted Stock Unit
Ryan D. Maynard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2023 51,955 51,955 - - Deferred Restricted Stock Unit
Athena Countouriotis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2023 51,955 51,955 - - Deferred Restricted Stock Unit
Iain D. Dukes Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2023 103,911 103,911 - - Deferred Restricted Stock Unit
Wendy L. Yarno Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Apr 2023 74,823 74,823 - - Deferred Restricted Stock Unit
Igor Bilinsky Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.64 per share. 14 Apr 2023 1,395 25,795 (0%) 0% 5.6 7,868 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Apr 2023 2,812 19,690 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Apr 2023 2,812 27,190 (0%) 0% 0 Common Stock
Frederick G. Vogt Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Apr 2023 20,834 69,718 (0%) 0% 0 Common Stock
Frederick G. Vogt Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Apr 2023 20,834 145,841 - - Restricted Stock Units
Frederick G. Vogt Interim CEO & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.64 per share. 14 Apr 2023 8,851 60,867 (0%) 0% 5.6 49,920 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Apr 2023 2,812 30,930 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.64 per share. 14 Apr 2023 1,395 29,535 (0%) 0% 5.6 7,868 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Apr 2023 2,812 19,690 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2023 84,380 84,380 - - Stock Option (right to buy)
Igor Bilinsky Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2023 42,190 42,190 - - Restricted Stock Units
Frederick G. Vogt See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2023 500,000 500,000 - - Stock Option (right to buy)
Frederick G. Vogt See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2023 125,000 125,000 - - Restricted Stock Units
Jean-Marc Bellemin Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2023 168,750 168,750 - - Stock Option (right to buy)
Finckenstein Friedrich Graf Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2023 93,750 93,750 - - Stock Option (right to buy)
Finckenstein Friedrich Graf Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2023 46,875 46,875 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.43 per share. 17 Jan 2023 4,671 24,378 (0%) 0% 6.4 30,035 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Jan 2023 11,248 22,502 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Jan 2023 11,248 29,049 (0%) 0% 0 Common Stock
Frederick G. Vogt Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Jan 2023 83,325 166,675 - - Restricted Stock Units
Frederick G. Vogt Interim CEO & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Jan 2023 83,325 85,325 (0%) 0% 0 Common Stock
Frederick G. Vogt Interim CEO & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.43 per share. 17 Jan 2023 36,441 48,884 (0%) 0% 6.4 234,316 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Jan 2023 11,248 32,796 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Jan 2023 11,248 22,502 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.43 per share. 17 Jan 2023 4,678 28,118 (0%) 0% 6.4 30,080 Common Stock
Igor Bilinsky Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.11 per share. 03 Jan 2023 10,553 17,801 (0%) 0% 6.1 64,479 Common Stock
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2023 18,850 0 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2023 18,850 28,354 (0%) 0% 0 Common Stock
Jean-Marc Bellemin Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2023 18,850 0 - - Restricted Stock Units
Jean-Marc Bellemin Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.11 per share. 03 Jan 2023 10,553 17,801 (0%) 0% 6.1 64,479 Common Stock
Jean-Marc Bellemin Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2023 18,850 28,354 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2023 19,690 32,571 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2023 19,690 0 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.11 per share. 03 Jan 2023 11,023 21,548 (0%) 0% 6.1 67,351 Common Stock
Merrill A. McPeak Director Purchase of securities on an exchange or from another person at price $ 6.15 per share. 21 Dec 2022 10,000 70,150 (0%) 0% 6.2 61,500 Common Stock
Wayne Rothbaum Director Purchase of securities on an exchange or from another person at price $ 6.50 per share. 02 Dec 2022 10,000,000 18,067,333 (14%) 7% 6.5 65,000,000 Common Stock
Merrill A. McPeak Director Purchase of securities on an exchange or from another person at price $ 6.31 per share. 29 Nov 2022 10,000 238,633 (0%) 0% 6.3 63,100 Common Stock
Merrill A. McPeak Director Purchase of securities on an exchange or from another person at price $ 6.18 per share. 28 Nov 2022 10,000 228,633 (0%) 0% 6.2 61,800 Common Stock
Frederick G. Vogt Interim CEO & General Counsel Purchase of securities on an exchange or from another person at price $ 5.98 per share. 28 Nov 2022 1,000 2,000 (0%) 0% 6.0 5,980 Common Stock
Iain D. Dukes Director Purchase of securities on an exchange or from another person at price $ 6.10 per share. 23 Nov 2022 10,000 22,000 (0%) 0% 6.1 61,000 Common Stock
Merrill A. McPeak Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Aug 2022 40,000 0 - - Stock Option (right to buy)
Merrill A. McPeak Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.65 per share. 23 Aug 2022 40,000 60,150 (0%) 0% 5.7 226,000 Common Stock
Igor Bilinsky Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.73 per share. 14 Jun 2022 9,346 9,504 (0%) 0% 7.7 72,245 Common Stock
Igor Bilinsky Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2022 18,850 18,850 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jun 2022 18,850 18,850 (0%) 0% 0 Common Stock
Jean-Marc Bellemin Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jun 2022 18,850 18,850 (0%) 0% 0 Common Stock
Jean-Marc Bellemin Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2022 18,850 18,850 - - Restricted Stock Units
Jean-Marc Bellemin Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.73 per share. 14 Jun 2022 9,346 9,504 (0%) 0% 7.7 72,245 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jun 2022 19,690 19,690 (0%) 0% 0 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.73 per share. 14 Jun 2022 6,809 12,881 (0%) 0% 7.7 52,634 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2022 19,690 19,690 - - Restricted Stock Units
Merrill A. McPeak Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2022 51,204 51,204 - - Deferred Restricted Stock Unit
Wendy L. Dixon Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2022 51,204 51,204 - - Deferred Restricted Stock Unit
Michael Weiser Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2022 51,204 51,204 - - Deferred Restricted Stock Unit
Ryan D. Maynard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2022 51,204 51,204 - - Deferred Restricted Stock Unit
Athena Countouriotis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2022 51,204 51,204 - - Deferred Restricted Stock Unit
Iain D. Dukes Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2022 102,409 102,409 - - Deferred Restricted Stock Unit
Frederick G. Vogt Interim CEO & General Counsel Purchase of securities on an exchange or from another person at price $ 6.44 per share. 01 Jun 2022 1,000 1,000 (0%) 0% 6.4 6,440 Common Stock
Merrill A. McPeak Director Purchase of securities on an exchange or from another person at price $ 6.80 per share. 31 May 2022 10,000 218,633 (0%) 0% 6.8 68,000 Common Stock
Merrill A. McPeak Director Purchase of securities on an exchange or from another person at price $ 6.84 per share. 31 May 2022 10,000 20,150 (0%) 0% 6.8 68,400 Common Stock
Michael Weiser Director Purchase of securities on an exchange or from another person at price $ 6.80 per share. 31 May 2022 7,813 112,632 (0%) 0% 6.8 53,128 Common Stock
Michael Weiser Director Purchase of securities on an exchange or from another person at price $ 6.79 per share. 31 May 2022 2,187 104,819 (0%) 0% 6.8 14,850 Common Stock
Ryan D. Maynard Director Purchase of securities on an exchange or from another person at price $ 6.75 per share. 31 May 2022 7,500 7,500 (0%) 0% 6.7 50,588 Common Stock
Wayne Rothbaum Director Purchase of securities on an exchange or from another person at price $ 6.43 per share. 31 May 2022 500,000 8,067,333 (6%) 0% 6.4 3,215,500 Common Stock
Wayne Rothbaum Director Purchase of securities on an exchange or from another person at price $ 6.77 per share. 31 May 2022 500,000 7,567,333 (5%) 0% 6.8 3,384,550 Common Stock
Igor Bilinsky Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 33,750 33,750 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 67,500 67,500 - - Stock Option (right to buy)
Frederick G. Vogt Interim CEO & General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 250,000 250,000 - - Restricted Stock Units
Jean-Marc Bellemin Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 135,000 135,000 - - Stock Option (right to buy)
Finckenstein Friedrich Graf Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 33,750 33,750 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 67,500 67,500 - - Stock Option (right to buy)
Merrill A. McPeak Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2021 35,000 35,000 - - Stock Option (right to buy)
Michael Weiser Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2021 35,000 35,000 - - Stock Option (right to buy)
Ryan D. Maynard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2021 35,000 35,000 - - Stock Option (right to buy)
Athena Countouriotis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2021 35,000 35,000 - - Stock Option (right to buy)
Iain D. Dukes Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2021 70,000 70,000 - - Stock Option (right to buy)
Igor Bilinsky Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2021 37,700 37,700 - - Restricted Stock Units
Frederick G. Vogt Interim CEO & General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2021 100,000 100,000 - - Stock Option (right to buy)
Frederick G. Vogt Interim CEO & General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2021 73,900 73,900 - - Stock Option (right to buy)
Jean-Marc Bellemin Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2021 37,700 37,700 - - Restricted Stock Units
Finckenstein Friedrich Graf Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2021 39,380 39,380 - - Restricted Stock Units
Igor Bilinsky Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Mar 2021 150,000 150,000 - - Stock Option (right to buy)
Maria Fardis Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 250,000 250,000 - - Stock Option (right to buy)
Michael Swartzburg Vice President, Finance (PAO) Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 45,000 45,000 - - Stock Option (right to buy)
Frederick G. Vogt General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 175,000 175,000 - - Stock Option (right to buy)
Finckenstein Friedrich Graf Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 100,000 100,000 - - Stock Option (right to buy)
Jean-Marc Bellemin Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Dec 2020 150,000 150,000 - - Stock Option (right to buy)
Merrill A. McPeak Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2020 35,000 35,000 - - Stock Option (right to buy)
Michael Weiser Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2020 35,000 35,000 - - Stock Option (right to buy)
Ryan D. Maynard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2020 35,000 35,000 - - Stock Option (right to buy)
Athena Countouriotis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2020 35,000 35,000 - - Stock Option (right to buy)
Iain Dukes Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2020 70,000 70,000 - - Stock Option (right to buy)
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 33.12 per share. 01 Jun 2020 1,894 298,786 (0%) 0% 33.1 62,729 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 32.00 per share. 01 May 2020 1,894 300,680 (0%) 0% 32 60,608 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 27.94 per share. 01 Apr 2020 1,494 302,574 (0%) 0% 27.9 41,742 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 35.99 per share. 02 Mar 2020 1,321 304,068 (0%) 0% 36.0 47,543 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 22.54 per share. 03 Feb 2020 1,302 305,389 (0%) 0% 22.5 29,347 Common Stock
Maria Fardis Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2020 500,000 500,000 - - Stock Option (right to buy)
Frederick G. Vogt General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2020 150,000 150,000 - - Stock Option (right to buy)
Finckenstein Friedrich Graf Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2020 75,000 75,000 - - Stock Option (right to buy)
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 26.68 per share. 02 Jan 2020 1,562 306,691 (0%) 0% 26.7 41,674 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 22.66 per share. 01 Nov 2019 1,894 308,253 (0%) 0% 22.7 42,918 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 21.97 per share. 01 Nov 2019 1,894 310,147 (0%) 0% 22.0 41,611 Common Stock
Finckenstein Friedrich Graf Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jul 2019 160,000 160,000 - - Stock Option (right to buy)
Merrill A. McPeak None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2019 35,000 35,000 - - Stock Option (right to buy)
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2019 50,000 50,000 - - Stock Option (right to buy)
Ryan D. Maynard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2019 35,000 35,000 - - Stock Option (right to buy)
Athena Countouriotis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2019 35,000 35,000 - - Stock Option (right to buy)
Iain Dukes None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2019 70,000 70,000 - - Stock Option (right to buy)
Timothy E. Morris Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2019 100,000 100,000 - - Stock Option (right to buy)
Maria Fardis Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2019 400,000 400,000 - - Stock Option (right to buy)
Frederick G. Vogt General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2019 200,000 200,000 - - Stock Option (right to buy)
Iain Dukes None Purchase of securities on an exchange or from another person at price $ 8.65 per share. 18 Dec 2018 12,000 12,000 (0%) 0% 8.6 103,796 Common Stock
Merrill A. McPeak None Purchase of securities on an exchange or from another person at price $ 9.63 per share. 13 Dec 2018 10,000 456,583 (0%) 0% 9.6 96,273 Common Stock
Wayne Rothbaum None Purchase of securities on an exchange or from another person at price $ 10.31 per share. 04 Dec 2018 921,053 6,767,333 (5%) 0% 10.3 9,496,056 Common Stock
Wayne Rothbaum None Purchase of securities on an exchange or from another person at price $ 9.86 per share. 04 Dec 2018 300,000 7,067,333 (5%) 0% 9.9 2,958,000 Common Stock
Merrill A. McPeak None Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2018 35,000 35,000 - - Stock Option (right to buy)
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2018 35,000 35,000 - - Stock Option (right to buy)
Ryan D. Maynard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2018 35,000 35,000 - - Stock Option (right to buy)
Iain Dukes None Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2018 70,000 70,000 - - Stock Option (right to buy)
Michael Weiser None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Mar 2018 50,000 50,000 - - Stock Option (right to buy)
Maria Fardis Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2018 500,000 500,000 - - Stock Option (right to buy)
Frederick G. Vogt General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2017 37,400 37,400 - - Stock Option (right to buy)
Iain Dukes None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2017 150,000 150,000 - - Stock Option (right to buy)
Timothy E. Morris Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Aug 2017 250,000 250,000 - - Stock Option (right to buy)
Merrill A. McPeak None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2017 35,000 35,000 - - Stock Option (right to buy)
Sanford J. Hillsberg None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2017 35,000 35,000 - - Stock Option (right to buy)
Ryan D. Maynard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2017 35,000 35,000 - - Stock Option (right to buy)
Jay Venkatesan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2017 35,000 35,000 - - Stock Option (right to buy)
Iain Dukes None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2017 70,000 70,000 - - Stock Option (right to buy)
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.15 per share. 03 Apr 2017 1,321 338,461 (0%) 0% 18.1 23,976 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.90 per share. 03 Apr 2017 1,321 337,140 (0%) 0% 16.9 22,325 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.60 per share. 03 Apr 2017 1,321 335,819 (0%) 0% 14.6 19,287 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.55 per share. 03 Apr 2017 1,321 334,498 (0%) 0% 14.6 19,221 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.80 per share. 03 Apr 2017 1,321 333,177 (0%) 0% 12.8 16,909 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.70 per share. 03 Apr 2017 1,321 331,856 (0%) 0% 13.7 18,098 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.10 per share. 03 Apr 2017 1,321 330,535 (0%) 0% 17.1 22,589 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.12 per share. 03 Apr 2017 1,321 329,214 (0%) 0% 11.1 14,690 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.62 per share. 03 Apr 2017 1,321 327,893 (0%) 0% 9.6 12,708 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.44 per share. 03 Apr 2017 1,321 326,572 (0%) 0% 10.4 13,791 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.15 per share. 03 Apr 2017 51,673 498,327 (0%) 0% 7.2 369,462 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.26 per share. 03 Apr 2017 1,562 323,448 (0%) 0% 9.3 14,464 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.77 per share. 03 Apr 2017 1,298 322,150 (0%) 0% 10.8 13,979 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.78 per share. 03 Apr 2017 1,321 320,829 (0%) 0% 9.8 12,919 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.14 per share. 03 Apr 2017 1,321 319,508 (0%) 0% 11.1 14,716 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.04 per share. 03 Apr 2017 1,321 318,187 (0%) 0% 18.0 23,831 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 24.62 per share. 03 Apr 2017 1,321 316,866 (0%) 0% 24.6 32,523 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 25.17 per share. 03 Apr 2017 1,321 315,545 (0%) 0% 25.2 33,250 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.27 per share. 03 Apr 2017 1,610 313,935 (0%) 0% 20.3 32,635 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.21 per share. 03 Apr 2017 1,894 312,041 (0%) 0% 18.2 34,490 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.45 per share. 03 Apr 2017 1,562 325,010 (0%) 0% 9.5 14,761 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.45 per share. 03 Apr 2017 143,496 354,831 (0%) 0% 5.4 782,053 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.35 per share. 03 Apr 2017 1,994 352,837 (0%) 0% 7.4 14,656 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.70 per share. 03 Apr 2017 1,993 350,844 (0%) 0% 5.7 11,360 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.00 per share. 03 Apr 2017 1,994 348,850 (0%) 0% 6 11,964 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.75 per share. 03 Apr 2017 1,993 346,857 (0%) 0% 7.8 15,446 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.15 per share. 03 Apr 2017 1,994 344,863 (0%) 0% 7.1 14,257 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.80 per share. 03 Apr 2017 1,994 342,869 (0%) 0% 8.8 17,547 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.00 per share. 03 Apr 2017 1,562 341,307 (0%) 0% 8 12,496 Common Stock
Maria Fardis Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.50 per share. 03 Apr 2017 1,525 339,782 (0%) 0% 16.5 25,163 Common Stock
Gregory T. Schiffman Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Nov 2016 300,000 300,000 - - Stock Option (right to buy)
Sanford J. Hillsberg None Sale of securities on an exchange or to another person at price $ 0.00 per share. 24 Aug 2016 20,500 100,000 - - Common Stock
Sanford J. Hillsberg None Sale of securities on an exchange or to another person at price $ 0.00 per share. 24 Aug 2016 33,500 120,500 - - Common Stock
Merrill A. McPeak None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Aug 2016 35,000 35,000 - - Stock Option (right to buy)
Sanford J. Hillsberg None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Aug 2016 35,000 35,000 - - Stock Option (right to buy)
Ryan D. Maynard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Aug 2016 35,000 35,000 - - Stock Option (right to buy)
Jay Venkatesan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Aug 2016 35,000 35,000 - - Stock Option (right to buy)
Iain Dukes None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Aug 2016 70,000 70,000 - - Stock Option (right to buy)
Molly Henderson CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2016 50,000 50,000 - - Stock Option
Molly Henderson CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2016 150,000 150,000 - - Stock Option
Maria Fardis Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2016 550,000 550,000 - - Common Stock
Maria Fardis Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2016 500,000 500,000 - - Stock Option (right to buy)
Michael Lotze Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2016 225,000 225,000 - - Stock Option (right to buy)
Elma S. Hawkins Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Mar 2016 275,000 275,000 - - Stock Option (right to buy)
Molly Henderson Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Mar 2016 100,000 100,000 - - Stock Option (right to buy)
James G. Bender Vice President - Manufacturing Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Mar 2016 30,000 30,000 - - Stock Option (right to buy)
Steven A. Fischkoff Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Feb 2016 225,000 225,000 - - Stock Option
Molly Henderson Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Dec 2015 21,116 21,116 - - Stock Option (right to buy)
James G. Bender Vice President, Manufacturing Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2015 27,622 27,622 - - Stock Option (right to buy)
James G. Bender Vice President, Manufacturing Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Sep 2015 11,274 88,726 - - Common Stock
Sanford J. Hillsberg None Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Sep 2015 16,000 170,500 - - Common Stock
Sanford J. Hillsberg None Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Sep 2015 16,500 154,000 - - Common Stock
Sanford J. Hillsberg None Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Aug 2015 32,500 186,500 - - Common Stock
Merrill A. McPeak None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jun 2015 35,000 35,000 - - Common Stock
Sanford J. Hillsberg None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jun 2015 35,000 35,000 - - Stock Option (right to buy)
Ryan D. Maynard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jun 2015 35,000 35,000 - - Stock Option (right to buy)
Jay Venkatesan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jun 2015 35,000 35,000 - - Stock Option (right to buy)
Molly Henderson Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2015 200,000 200,000 - - Stock Option
Sanford J. Hillsberg None Sale of securities on an exchange or to another person at price $ 0.00 per share. 06 May 2015 50,000 219,000 - - Common Stock
Elma S. Hawkins Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Feb 2015 40,000 160,000 - - Restricted Stock
Elma S. Hawkins Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2015 58,939 58,939 - - Stock Option (right to buy)
Elma S. Hawkins Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Feb 2015 40,000 200,555 - - Common Stock
Elma S. Hawkins Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 28 Feb 2015 23,988 176,567 - - Common Stock
Martin Schroeder None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Aug 2011 1,000,000 1,000,000 - - Common Stock
Merrill A. McPeak None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Jul 2011 10,000 10,000 - - Common Stock
Anthony J. Cataldo Director, CEO, President Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2011 3,000,000 3,000,000 - - Common Stock
Robert Brooke Director, President, CEO, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 18 Mar 2010 2,000,000 7,940,008 - - Common Stock
Robert Brooke Director, President, CEO, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 18 Mar 2010 2,000,000 5,940,008 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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